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Small Business Investment Companies
Harbinger Mezzanine Partners, L.P.Harbert Mezzanine Partners II SBIC, L.P.John Harrison, Contact2100 Third Avenue North, Suite 600Birmingham, AL 35203Phone: (615)301-6400 Fax: (615)301-6401





Diamond State Ventures, L.P.
Diamond State Ventures II, L.P.
Joe T. Hays, Contact200 South Commerce Street, Suite 400Little Rock, AR 72201-1728Phone: (501)374-9247 Fax: (501)374-9425Email:



Montreux Equity Partners II SBIC, L.P.
Montreux Equity Partners III SBIC, L.P.
Daniel K. Turner III, General Partner3000 Sand Hill RoadBuilding 1, Suite 260Menlo Park, CA 94025-7073Phone: (650)234-1200 Fax: (650)234-1250


 Rustic CanyonMark Christian, VP Finance2425 Olympic Blvd., Suite 6050 WestSanta Monica, CA  90404Phone: (310) 998-8000  Fax:  (310) 998-8001  TeleSoft Partners II SBIC, L.P.Arjun Gupta, ManagerMetro Center Tower950 Tower Lane, Suite 1600Foster City, CA 94404Phone: (650)358-2500 Fax: (650)358-2501






Brookside Mezzanine Fund II, L.P.
Brookside Pecks Capital Parters, L.P.
David D. Buttolph, Corey Sclar, Contact80 Field Point RoadGreenwich, CT 06830Phone: (203)618-0202 Fax: (203)618-0984Email: Ironwood Equity Fund LP
Ironwood Mezzanine Fund II LP
Ironwood Mezzanine Fund, L.P.
Marc A. Reich, Contact55 Nod Roadc/o Ironwood Capital Advisors LLCAvon, CT 06001Phone: (860)409-2101 Fax: (860)409-2120Email: MSR I SBIC, L.P.Daniel A. Levinson120 Post Road West, Suite 101Westport, CT 06880Phone: (203)227-5320 Fax: (203)227-5312Email:





Alpine Equity, L.P.George McCabe, Contact1055 Thomas Jefferson Street, NW, Suite 650Washington, DC 20007-5256Phone: (202)333-7784 Fax: (202)333-7786Email:



Banyan Mezzanine Fund, L.P.
Banyan Mezzanine Fund II, L.P.
John A. Miller, Contact1111 Brickell Avenue, Suite 1300Miami, FL 33131Phone: (305)755-0376 Fax: (305)755-0377Email:


CapitalSouth Partners Fund I, L.P.
CapitalSouth Partners Fund II, L.P.
David Reed, Contact712 South Oregon Avenue, Suite 200Tampa, FL 33606Phone: (813)202-8128 Fax: (813)835-4197



Peachtree EquityDavid N. Christopher400 Colony Square, Suite 2001201 Peachtree StreetAtlanta, GA  30361Phone: (404) 870-8900Email:  HAWAII  IDAHO  ILLINOIS Aldine SBIC Fund, L.P.Albert L. Brahm, Contact30 West Monroe Street, Suite 1310Chicago, IL 60603Phone: (312)346-3950 Fax: (312)346-3930Email: Cardinal Growth, L.P.Joseph M. McInerney, Contact311 South Wacker Drive, Suite 5500Chicago, IL 60606Phone: (312)913-1000 Fax: (312)913-1001Email: DNJ Leasing II, L.P.
Vogen Funding, L.P.
Jeffery S. Pfeffer, Contact10 S. Wacker Drive, Suite 1840Chicago, IL 60606Phone: (312)629-2878 Fax: (312)629-2874


Fidus Mezzanine Capital, L.P.Edward H. Ross, Contact190 S. LaSalle Street, Suite 2140Chicago, IL 60603Phone: (312)284-5201 Fax: (312)914-4456Email: LaSalle Capital Group, L.P.Andrew Shackelford, CFOThree First National Plaza, Suite 5710Chicago, IL 60602Phone: (312)236-7041 Fax: (312)236-0720Email:


Prairie Capital II, L.P.
Prairie Capital III QP, L.P.
Prairie Capital III, L.P.

Prairie Capital Mezzanine Fund, L.P.
Steve King, Contact191 N. Wacker Drive, Suite 800Chicago, IL 60606Phone: (312)360-1133 Fax: (312)360-1193Email:


Prism Mezzanine Fund SBIC, L.P.Robert Finkel, Contact444 N. Michigan Avenue, Suite 1910Chicago, IL 60611Phone: (312)464-7900 Fax: (312)464-7915Email:



1st Source Capital CorporationEugene L. Cavanaugh, Jr., Vice PresidentP.O. Box 1602South Bend, IN 46634Phone: (574)235-2180 Fax: (574)235-2227Email:


Centerfield Capital Partners, L.P.D. Scott Lutzke, Contact3030 Market Tower10 West Market StreetIndianapolis, IN 46204Phone: (317)237-2323 Fax: (317)237-2325




AAVIN Equity Partners I, L.P.James D. Thorpe, Contact118 Third Avenue, SE, Suite 630Cedar Rapids, IA 52401Phone: (319)247-1072 Fax: (319)363-9519Email:


Lewis & Clark Private Equities, L.P.
North Dakota SBIC, L.P.
David R. Schroder, Contact101 Second Street, SE, Suite 800Cedar Rapids, IA 52401Phone: (319)363-8249 Fax: (319)363-9683




Kansas Venture Capital, Inc.Marshall D. ParkerPinnacle Corporate Centre I, Suite 25011300 Tomahawk Creek ParkwayLeawood, KS 66211Phone: (913)262-7117 Fax: (913)262-3509




Chrysalis Ventures II, L.P.Lisa K. Aly, Contact101 South Fifth Street, Suite 1650Louisville, KY 40202Phone: (502)583-7644 Fax: (502)853-7648Email:


Mountain Ventures, Inc.L. Ray Moncrief, PresidentP.O. Box 1738, 362 Old Whitley RoadLondon, KY 40743Phone: (606)864-5175 Fax: (606)864-5194Email:



Audubon Capital SBIC, L.P.Robert Cowin, Contact217 N. Columbia StreetCovington, LA 70433Phone: (985)635-6004 Fax: (985)635-6011Email:


Jefferson Capital Partners I, L.P.William J. Harper, Contact2156 Third Street, Suite CMandeville, LA 70471Phone: (985)727-7232 Fax: (985)727-7213Email: ;



North Atlantic SBIC IV, L.P.Kimberley A. Niles, CFOTwo City Center, 5th FloorPortland, ME 04101Phone: (207)772-4470 Fax: (207)772-3257Email:


North Atlantic Venture Fund II, L.P.David M. Coit, ManagerTwo City Center, 5th FloorPortland, ME 04101Phone: (207)772-4470 Fax: (207)772-3257Email:



Legg Mason SBIC Mezzanine Fund, L.P.Andrew L. John, Contact111 South Calvert Street, Suite 1800Baltimore, MD 21202Phone: (443)573-3700 Fax: (443)573-3703Email:


Patriot Capital, L.P.
Patriot Capital, L.P.
Chris M. Royston, Contact509 South Exeter Street, Suite 210Baltimore, MD 21202Phone: (443)573-3010 Fax: (443)573-3020Email:


Spring Capital Partners II, L.P.Robert M. Stewart, ContactThe Latrobe Building, 5th Floor2 East Read StreetBaltimore, MD 21202Phone: (410)685-8000 Fax: (410)545-0015


Spring Capital Partners, L.P.Mike Donoghue, General PartnerThe Latrobe Building, 5th Floor2 East Read StreetBaltimore, MD 21202Phone: (610)964-6972 Fax: (410)545-0015




Brook Venture Fund IIA, L.P.Walter Beinecke, Contact301 Edgewater Place, Suite 425Wakefield, MA 01880Phone: (781)295-4000 Fax: (781)295-4007Email:


Gemini Investors III, L.P.David F. Millet, Contact20 William Street, Suite 250Wellesley, MA 02481Phone: (781)237-7001 Fax: (781)237-7233Email:


Gemini Investors IV, L.P.Matt Keis, Contact20 William Street, Suite 250Wellesley, MA 02481Phone: (781)237-7001 Fax: (781)237-7233Email:


GMN Investors II, L.P.James J. Goodman, Manager20 William Street, Suite 250Wellesley, MA 02481Phone: (781)237-7001 Fax: (781)237-7233Email:


Masthead Venture Partners Capital, L.P.Timothy Agnew, Contact55 Cambridge Parkway, Suite 103Cambridge, MA 02142Phone: (617)621-3000 Fax: (617)621-3055Email:


Seacoast Capital Partners II, L.P.Walt Leonard, Contact55 Ferncroft RoadDanvers, MA 01923Phone: (978)750-1300 Fax: (978)750-1301Email:


Summer Street Capital Fund I, L.P.Richard Steele171 Dwight Rd., Suite 310Longmeadow, MA 01106

Phone: (413)567-3366 Fax: (413)567-6556

Ticonderoga SBIC, L.P.Craig A.T. Jones, Contact230 Third AvenueWaltham, MA 02451Phone: (781)416-3400 Fax: (781)416-9868Email:





AAVIN Equity Partners I, L.P.Daryl Erdman2500 Rand TowerMinneapolis, MN 55402

Phone: (602)375-9966 Fax: (319)363-9519

Affinity Ventures III, L.P.
Affinity Ventures IV, L.P.
Robin M. Dowdle, Contact901 Marquette Avenue, Suite 2820Minneapolis, MN 55402Phone: (612)252-9897 Fax: (612)252-9911


Bayview Capital Partners II LP
Bayview Capital Partners, L.P.

Cary Musech, Contact301 Carlson Parkway, Suite 325Minnetonka, MN 55305Phone: (952)345-2035 Fax: (952)345-2001


Convergent Capital Partners I, L.P.
Convergent Capital Partners II, L.P.
John Mason, Keith Bares505 N. Highway 169, Suite 245Minneapolis, MN 55441Phone: (763)432-4081 Fax: (763)432-4085Email:


GMB Mezzanine Capital, L.P.Barry Lindquist, Contact50 South Sixth Street, Suite 1460Minneapolis, MN 55402Phone: (612)243-4404 Fax: (612)243-4446Email:


Marquette Capital Fund I, L.P.Thomas Jenkins, Contact60 South Sixth Street, Suite 3510Minneapolis, MN 55402Phone: (612)661-3990 Fax: (612)661-3999Email:


Medallion Capital, Inc.Paul Meyering, President3000 W. County Road 42, Suite 301Burnsville, MN 55337-4827Phone: (952)831-2025 Fax: (952)831-2945Email:  MISSISSIPPI



C3 Capital Partners, LP
C3 Captial Partners II, lL.P.
Patrick F. Healy and Mikala January4520 Main Street, Suite 1600Kansas City, MO 64111Phone: (816)756-2225 Fax: (816)756-5552Email:


CFB Venture Fund, L.P.CFB Venture Fund II, LPHolly Huels11 South Meramec, Suite 1430Saint Louis, MO 63105Phone: (314)746-7427 Fax: (314)746-8739


Eagle Fund I, L.P.
Eagle Fund II, L.P.
Scott Fesler, Principal101 S. Hanley Road, Suite 1250Saint Louis, MO 63105Phone: (314)727-4555 Fax: (314)727-8829










Contemporary Healthcare Fund I, LPEric Smith, Contact1040 Broad Street, Suite 3BShrewsbury, NJ 07702Phone: (732)578-0533 Fax: (732) 578-0501Email:


Ziegler Healthcare Fund I, L.P.Douglas Korey, ContactExecutive Center #2, Third Floor1040 Broad StreetShrewsbury, NJ 07702Phone: (732)578-0533 Fax: (732) 578-0501




Argentum Capital Partners, LP
Argentum Capital Partners II, L.P.
Daniel Raynor, Chairman60 Madison Avenue, Suite 701New York, NY 10110Phone: (212)949-8272 Fax: (212)949-8294Email:


Brookside Pecks Capital Partners, L.P.Ray Weldon, Contact405 Park Avenue, 12th FloorNew York, NY 10022Phone: (212)935-6090 Fax: (212)759-4831


Cephas Capital Partners L.P.Clint Campbell, Jeff Holmes, Mgrs.57 Monroe Avenue, Suite DPittsford, NY 14534Phone: (585)383-1610 Fax: (585)383-1613Email: Deerpath Capital ManagementAnish Bahl405 Lexington Avenue, 71st FloorNew York, NY  10174Phone: (646) 786-1016Email:
 Easton Hunt Capital Partners, L.P.Richard Schneider, Contact767 Third Avenue, 7th FloorNew York, NY 10017Phone: (212)702-0950 Fax: (212)702-0952Email:


Elk Associates Funding CorporationGary C. Granoff, President747 Third AvenueNew York, NY 10017Phone: (212)421-2111 Fax: (212)759-3338Email:


Founders Equity SBIC I, L.P.John D. White, Jr., Contact711 Fifth Avenue, 5th FloorNew York, NY 10022Phone: (212)829-0900 Fax: (212)829-0901Email:


Freshstart Venture Capital CorporationAlvin Murstein, President437 Madison AvenueNew York, NY 10022Phone: (212)328-2110 Fax: (212)328-2125Email:


Gefus SBIC, L.P.William J. Beckett375 Park Avenue, Suite 2401New York, NY 10152Phone: (212)308-1111 Fax: (212)308-1182Email:


Hudson Venture Partners II, L.P.Dr. Lawrence A. Howard, Contact535 Fifth Avenue, 14th FloorNew York, NY 10017Phone: (212)644-9797 Fax: (212)644-7430Email:


L Capital Partners SBIC, LPOded Weiss, Contact10 East 53rd Street, 37th FloorNew York, NY 10022Phone: (212)675-7755 Fax: (212)206-9156Email:


LEG Partners Debenture SBIC, L.P.
LEG Partners III SBIC, L.P.
Lawrence Golub, Manager551 Madison Avenue, 6th FloorNew York, NY 10022Phone: (212)750-6060 Fax: (212)750-5505Email:


Medallion Funding CorporationAlvin Murstein, President437 Madison AvenueNew York, NY 10022Phone: (212)328-2110 Fax: (212)328-2125Email: Rand Capital SBIC, L.P.Allen F. Grum, Jr., Contact2200 Rand BuidlingBuffalo, NY 14203Phone: (716)853-0802 Fax: (716)854-8480


Summer Street Capital Fund I, L.P.Brian D'Amico70 West Chippewa Street, Suite 500Buffalo, NY 14202Phone: (716)566-2900 Fax: (716)566-2910Email:


Westbury Equity Partners SBIC, L.P.
Westbury Investment Partners SBIC, L.P.
Richard P. Sicoli, Contact100 Motor Parkway, Suite 165Hauppauge, NY 11788Phone: (631)231-4121 Fax: (631)231-8121Email:



BB&T Capital Partners, LLCBB&T Capital Partners II, LLCBB&T Capital Partners/Windsor Mezzanine Fund, LLCDavid Townsend
101 North Cherry  Street, Suite 700Winston-Salem, NC  27101Phone: (336) 733-0355  CapitalSouth Partners Fund I, L.P.CapitalSouth Partners Fund II, L.P.
CapitalSouth Partners SBIC Fund III, L.P.
Jack McGlinn2530 Meridian Parkway, Suite 200Research Triangle ParkDurham, NC 27713Phone: (919)806-4590 Fax: (866)801-6581


CapitalSouth Partners Fund I, L.P.
CapitalSouth Partners Fund II, L.P.
CapitalSouth Partners SBIC Fund III, L.P.
Joseph B. Alala, III, Contact1011 East Morehead Street, Suite 150Charlotte, NC 28204Phone: (704)376-5502 Fax: (704)376-5877


Plexus Fund I, L.P.
Plexus Capital II LLC
Robert Anders, Jr., Contact200 Providence Road, Suite 210Charlotte, NC 28207Phone: (704)927-6246 Fax: (704)927-6255Email: Salem Capital Partners, LP
Salem Halifax Capital Partners, L.P.
Philip Martin, Contact112 Cambridge Plaza Drive, Suite 201Mail: P.O. Box 24785Winston-Salem, NC 27114-4785Phone: (336)768-9343 Fax: (336)768-6471Email:


Triangle Mezzanine Fund LPBrent Burgess3700 Glenwood Avenue, Suite 530Raleigh, NC 27612Phone: (919)719-4788 Fax: (919)719-4777Email:



North Dakota SBIC, L.P.John G. Cosgriff, Manager51 Broadway, Suite 400Fargo, ND 58102

Phone: (701)298-0003 Fax: (701)293-7819



Northcreek Mezzanine
Barry Peterson
c/o Private Capital Solutions
8260 Northcreek Drive
Cincinnati, OH  45236
Phone: (513) 520-4930

South Franklin Street Partners
Lynn Carpenter, Contact
10 1/2 East Washington Street
Chagrin Falls, OH  44022
Phone: (440) 264-8008

 Stonehenge Opportunity Fund II, L.P.B. Michael Affinito, Contact191 West Nationwide Blvd., Suite 600Columbus, OH 43215Phone: (614)246-2500 Fax: (614)246-2582




Council Oak Investment CorporationWilliam O. Johnstone - Manager101 North Broadway, Suite 400Oklahoma City, OK 73102Phone: (405)218-4696 Fax: (405)218-4672Email:





Argosy Investment Partners II, L.P.
Argosy Investment Partners III, L.P.
Argosy Investment Partners IV, L.P.
Kirk B. Griswold, Manager950 West Valley Road, Suite 2900Wayne, PA 19087Phone: (610)971-9685 Fax: (610)964-9524Email:


Argosy Investment Partners, L.P.John P. Kirwin, Manager950 West Valley Road, Suite 2900Wayne, PA 19087Phone: (610)971-9685 Fax: (610)964-9524 Boathouse CapitalChong Moua, Contact200 West Lancaster Avenue, Suite 206Wayne, PA 19087Phone: (610) 977-2788Email: Meridian Venture Partners II, L.P.Robert E. Brown, Jr., Contact201 King of Prussia Road, Suite 240Radnor, PA 19087Phone: (610)254-2999 Fax: (610)254-2996Email:


Merion Investment Partners, L.P.
Merion Investment Partners II
William M. Means, Contact700 South Henderson Road, Suite 210King of Prussia, PA 19406Phone: (610)992-5881 Fax: (610)945-1654


NewSpring Mezzanine Capital, L.P.Marc Lederman, ContactRadnor Financial Center555 E. Lancaster Ave, Suite 520Radnor, PA 19087Phone: (610)567-2380 Fax: (610)567-2388


 NewSpring Ventures, L.P.Michael DiPiano, Managing G PRadnor Financial Center555 E. Lancaster Ave, Suite 520Radnor, PA 19087Phone: (610)567-2387 Fax: (610)567-2388





BCA Mezzanine Fund, L.P.Gregory F. Mulligan, Managing MemberOne Turks Head Place, Suite 1492Providence, RI 02903Phone: (401)228-3834 Fax: (401)228-3835Email:


TENNESSEE Harbinger Mezzanine Partners, L.P.
Harbert Mezzanine Partners II SBIC, L.P.
John Harrison, Contact618 Church Street, Suite 500Nashville, TN 37219Phone: (615)301-6400 Fax: (615)301-6401


Morgan Keegan Mezzanine Fund, L.P.William J. Nutter, Contact30 Burton Hills Blvd., Suite 500Nashville, TN 37215Phone: (615)665-3636 Fax: (615)665-3670Email:


Petra Growth Fund II, L.P.Robert A. Smith, Contact3825 Bedford Avenue, Suite 101Nashville, TN 37215Phone: (615)313-5999 Fax: (615)313-5990Email:


Petra Growth Fund, L.P.Michael Blackburn, Contact3825 Bedford Avenue, Suite 101Nashville, TN 37215Phone: (615)313-5999 Fax: (615)313-5990Email:



Capital Southwest Venture Corp.Gary Martin, President12900 Preston Road, Suite 700Dallas, TX 75230Phone: (972)233-8242 Fax: (972)233-7362Email:


Independent Bankers Capital Fund, L.P.
Independent Bankers Capital Fund II, L.P.
Barry Conrad, Tom Hoyt, Contacts1700 Pacific Avenue, Suite 2740Dallas, TX 75201Phone: (214)765-1350 Fax: (214)765-1360


Main Street Capital II, LP
Main Street Mezzanine Fund, L.P.
Todd Reppert, Contact1300 Post Oak Boulevard, Suite 800Houston, TX 77056Phone: (713)350-6005 Fax: (713)350-6001






North Atlantic Venture Fund II, L.P.Gregory B. Peters, Vice President76 St. Paul Street, Suite 600Burlington, VT 05401

Phone: (802)658-7820 Fax: (802)658-5757



BIA Digital Partners, L.P.
BIA Digital Partner SBIC II LP
Lloyd R. Sams, Contact15120 Enterprise Court, Suite 200Chantilly, VA 20151Phone: (703)227-9600 Fax: (703)227-9645Email: Gladstone SSBIC Corporation (SSBIC)George Stelljes, Contact1521 Westbranch Drive, Suite 200McLean, VA 22102Phone: (703)287-5800 Fax: (703)287-5801


Solutions Capital I, L.P.Andrew Jacobson, Contact1100 Wilson Boulevard, Suite 3000Arlington, VA 22209Phone: (703)247-7527 Fax: (866)267-2560Email:


Virginia Capital PartnersFred Russell,Manager1801 Libbie Avenue, Suite 201Richmond, VA  23226Phone: (804) 648-4802Email: 




Mountaineer Capital, L.P.Patrick A. Bond, Contact107 Capitol Street, Suite 300Charleston, WV 25301Phone: (304)347-7521 Fax: (304)347-0072Email:


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